Mr. Moylan began his professional career as a Trial Attorney with the Securities and Exchange Commission’s Division of Enforcement in Washington, D.C. He next served as Assistant General Counsel with the Chicago Board Options Exchange, Inc. in Chicago, Illinois.
Mr. Moylan then went into private practice representing: broker-dealers, investment advisors, fund managers, futures commission merchants, commodity trading advisors, commodity pool operators, introducing brokers, floor traders, stock and commodity futures brokers before federal and state regulatory agencies, and self-regulatory organizations in investigative, administrative, disciplinary and enforcement proceedings as well as in arbitrations, mediations, court litigation and appeals. Mr. Moylan will now accept representation of customers in arbitration and mediation matters.
In addition, Mr. Moylan serves as an Adjunct Professor of Law in Securities Regulation and Securities Litigation, first at IIT Chicago-Kent College of Law and now at his alma mater, the University of Denver – College of Law.
James J. Moylan represents broker-dealers, investment advisors, fund managers, futures commission merchants, commodity trading advisors, commodity pool operators, introducing brokers, floor traders, and stock and commodity futures brokers before federal and state regulatory agencies, and self-regulatory organizations in investigative, administrative, disciplinary and enforcement proceedings as well as in arbitrations, mediations, court litigation and appeals.